Indeterminacy principle / Thought experiment / Protect quantum mechanics
In this section, Feynman discusses the uncertainty (or
indeterminacy) principle, using thought
experiments to illustrate its role in quantum mechanics. He presents a modified version of
Bohr’s thought experiment to demonstrate how the uncertainty principle protects
quantum mechanics from Einstein’s critiques. The section could aptly be titled The
Indeterminacy Principle, aligning with Heisenberg’s original terminology.
1. Indeterminacy
principle:
“This
is the way Heisenberg stated the uncertainty principle originally: If you make
the measurement on any object, and you can determine the x-component of
its momentum with an uncertainty Δp, you cannot, at the same time, know
its x-position more accurately than Δx≥ℏ/2Δp (Feynman et al., 1963, p. 37–11).”
In his paper titled The actual content of quantum theoretical kinematics and mechanics, Heisenberg (1927) originally states the principle as “According to the basic equations of the Compton effect, the relation between p1 and q1 is then p1q1 ~ h.” This relation, using Planck’s constant (h), was an approximation and lacked the precise inequality ΔxΔp≥ℏ/2. The formal mathematical expression emerged later through Kennard (1927) and Weyl (1928), who defined Δx and Δp as the standard deviations of position and momentum, providing precision to the concept. Heisenberg originally termed this principle as the indeterminacy principle (German: Unbestimmtheit), reflects its meaning morning accurately than “uncertainty,” which is often associated with measurement inaccuracies. The principle is not merely a consequence of measurement limitations but it is intrinsic to the very nature of quantum systems.
Note:
In Fundamentals: Ten Keys to Reality, Wilczek (2021) writes: “[t]he
two principles we mentioned above - that observation is an active process and
that observation is invasive - were bedrock foundation of Heisenberg analysis
(p. 211).”
“This
is a special case of the uncertainty principle that was stated above more
generally. The more general statement was that one cannot design equipment
in any way to determine which of two alternatives is taken, without, at the
same time, destroying the pattern of interference (Feynman et
al., 1963, p. 37–11).”
Feynman’s
phrasing—“one cannot design equipment in any way”— may give the
impression that the principle arises from practical limitations like equipment
design or observer interference. This interpretation aligns with Heisenberg’s
initial framing of the principle, which attributed it to the physical
disturbance caused by measurement. In Heisenberg’s gamma-ray microscope thought
experiment, he proposed that attempting to measure an electron’s position would
inevitably disturb its momentum due to the recoil imparted by the interacting
photon. In section 38-2 of The Feynman Lectures on Physics, Feynman revisits
the uncertainty principle (or bandwidth theorem) from the perspective of wave
mechanics. He explains that the uncertainties associated with a wave packet,
such as the trade-off between position and momentum precision, are intrinsic to
the wave theory, but have nothing to do with quantum mechanics.
Historical Context: Pauli’s
correspondence with Heisenberg inspired much of the latter’s work. In a letter
dated October 19, 1926, Pauli writes: “one can look
at the world with the p-eye and one can look at it with the q-eye.
But if one wants to open both eyes at the same time, one goes crazy (Hermann
et al., 1979).” In other words, he metaphorically
described the uncertainty principle as akin to observing the world with the “p-eye”
(momentum) and “q-eye” (position). It also succinctly captures the
essence of quantum indeterminacy.
2.
Thought experiment:
“We imagine a modification of the experiment of
Fig. 37–3, in
which the wall with the holes consists of a plate mounted on rollers so that it
can move freely up and down (in the x-direction), as shown in Fig. 37–6. By
watching the motion of the plate carefully we can try to tell which hole an
electron goes through (Feynman et
al., 1963, p. 37–11).”
Feynman’s thought experiment builds upon Bohr’s
defense of quantum mechanics at the 1927 Solvay Conference. It modifies Bohr’s thought experiment, in which the
wall (or screen) with two slits as a plate mounted on rollers. While this thought experiment
is a conceptual exercise designed to explore quantum principles, it is practically
impossible to perform. The recoil momentum of the plate would be extremely small due to the
electron’s negligible mass and measuring such changes in momentum with the
necessary precision is beyond current experimental capabilities. This
illustrates how any attempt to determine “which-path” information inevitably
disrupts interference patterns, affirming the principle of quantum
indeterminacy.
Bohr’s thought experiment involved a screen suspended by springs, where reading the scale on the screen required illumination (see below). The scattering of photons during illumination led to an uncontrollable transfer of momentum, introducing uncertainty in the position of the slit in the first screen. This destroys the coherence of the particle’s associated wave, effectively erasing the interference pattern. In Principles of the Quantum Theory, Bohr writes, “It would seem that any theory capable of an explanation of the photoelectric effect as well as the interference phenomena must involve a departure from the ordinary theorem of conservation of energy as regards the interaction between radiation and matter (Kragh, 2012).” Bohr’s words suggest that, in quantum mechanics, the conservation of energy might be momentarily violated.
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(Source: Bohr, 1996) |
Einstein’s thought experiment involves a particle
passing through a slit in the first screen, and the screen’s movement is observed
to determine the particle’s deflection direction. This observation helps infer which
slit in the second screen the particle passed through. By observing the
particle’s position on a third screen, its path through the entire setup could
be reconstructed. According to Einstein, this setup would reveal particle-like
properties (a definite trajectory) and wave-like properties (interference
patterns), challenging the validity of the uncertainty principle. Einstein’s
argument was based on both the conservation of energy and his philosophical
position on realism, the view that physical properties exist independently of
measurement.
3. Protect quantum mechanics:
“The
uncertainty principle “protects” quantum mechanics. Heisenberg
recognized that if it were possible to measure the momentum and the position
simultaneously with a greater accuracy, the quantum mechanics would collapse.
So he proposed that it must be impossible. Then people sat down and tried to
figure out ways of doing it, and nobody could figure out a way to measure the
position and the momentum of anything—a screen, an electron, a billiard ball,
anything—with any greater accuracy (Feynman et al., 1963, p. 37–12).”
Is
the uncertainty principle necessary?
Feynman’s assertion
that the uncertainty principle “protects” quantum mechanics highlights its role
in preserving the theory’s consistency. However, in
a footnote of his book titled QED, Feynman writes: “I would like to put the
uncertainty principle in its historical place: When the revolutionary ideas of
quantum physics were first coming out, people still tried to understand them in
terms of old-fashioned ideas…… If you get rid of all the old-fashioned ideas
and instead use the ideas that I’m expounding in these lectures—adding arrows
for all the ways an event can happen—there is no need for an uncertainty
principle!’’ (Feynman 1985, pp. 55, n. 3). This reflects Feynman’s belief that
the uncertainty principle is not fundamental in his path integral formulation
of quantum mechanics. In this framework, the probability amplitude for an event
is calculated as the sum over all possible paths, each weighted by a phase factor.
However, it contrasts with Bohr’s insistence on the need of uncertainty
principle because he also doubted the legitimacy of “paths”
in quantum mechanics.
Did
Feynman really protect quantum mechanics?
In
Lectures on Gravitation delivered to graduate students, Feynman proposed
a double-slit thought experiment involving a gravity detector to determine
which slit an electron passes through. In Feynman’s words, “I would like to
suggest that it is possible that quantum mechanics fails at large distances and
for large objects…… We must therefore not neglect to consider that it is
possible for quantum mechanics to be wrong on a large scale, to fail for
objects of ordinary size” (Feynman et al., 1995, pp. 12–13). Feynman’s suggestion
shows an important point: while quantum mechanics has been successful within
its domain of applicability, its prediction for a large scale could be
unreliable. This open-mindedness is significant, particularly regarding the
unresolved challenges of reconciling quantum mechanics with general relativity.
Source: (Feynman et al., 1995)
The
Second Quantum Revolution
The
interpretation of quantum mechanics has been a subject of intense debate among
physicists since the beginning of the quantum revolution (see figure below).
This lack of consensus is not a weakness but a driving force behind deeper
inquiry. Einstein’s critiques of quantum mechanics, for example, helped catalyze
what is now called the second quantum revolution. His famous
Einstein-Podolsky-Rosen (EPR) paradox questioned whether quantum mechanics
could provide a complete description of reality. In response to the EPR
paradox, Bell (1964) showed that if quantum mechanics is correct, nature must
allow for non-local correlations. This has since driven advances in quantum
technologies—such as computing, cryptography, and teleportation—that extend far
beyond Bohr’s original vision and, ironically, fulfill Einstein’s critical role
in pushing the theory toward some of its most profound and practical
consequences.
Source: (Gibney, 2025). |
The moral of the lesson: Heisenberg’s uncertainty principle remains a cornerstone of quantum mechanics, but Feynman’s path integral formulation offers an alternative perspective, challenging its necessity.
(The evolution of
quantum theory—from foundational debates to breakthroughs in quantum entanglement—demonstrates
that quantum mechanics advances not by “protecting” it, but by probing its
boundaries and exploring new horizons.)
Key Takeaways (In
Feynman’s style?): The uncertainty principle was a clever way Heisenberg kept quantum
mechanics from collapsing under old-fashioned ideas, but it need not be the
heart of the matter. In the path integral view, you don’t need it—you just add
up all the possible ways something can happen, and nature takes care of the
rest. What really drives physics forward isn’t guarding the theory with
protective walls, but pushing it until it breaks—or surprises us with something
new.
Review Questions:
1. How would you state
the uncertainty (or indeterminacy) principle)?
2. How does Feynman’s
thought experiment reinforce the principle?
3. Why might the
uncertainty principle be considered essential for protecting quantum mechanics?
References:
1. Bell, J. S. (1964). On the einstein podolsky rosen
paradox. Physics Physique Fizika, 1(3), 195-200.
2. Bohr, N. (1996). Discussion
with Einstein on epistemological problems in atomic physics. In Niels
Bohr Collected Works (Vol. 7, pp. 339-381). Amsterdam: Elsevier.
3. Feynman, R. P. (1985). QED: The strange theory of light and matter.
Princeton: Princeton University Press.
4. Feynman, R. P., Leighton, R. B., & Sands, M. (1963). The Feynman Lectures on Physics, Vol I: Mainly mechanics, radiation, and heat. Reading,
MA: Addison-Wesley.
5. Feynman,
R. P., Morinigo, F. B., & Wagner, W. G. (1995). Feynman Lectures
on gravitation (B. Hatfield, ed.).
Reading, MA: Addison-Wesley.
6. Gibney,
E. (2025). Physicists disagree wildly on what quantum mechanics says about
reality, Nature survey shows. Nature, 643(8074),
1175-1179.
7. Heisenberg, W.
(1983). The actual content of quantum theoretical kinematics and
mechanics (No. NAS 1.15: 77379).
8.
Hermann, A., v. Meyenn, K., & Weisskopf, V. F. (Eds.). (1979). Wolfgang
Pauli: Wissenschaftlicher Briefwechsel mit Bohr, Einstein, Heisenberg ua Band
I: 1919–1929. Berlin, Heidelberg: Springer Berlin Heidelberg.
9. Kennard, E. H. (1927). Zur quantenmechanik einfacher
bewegungstypen. Zeitschrift für Physik, 44(4), 326-352.
10. Kragh, H. (2012). Niels Bohr and the quantum atom: The
Bohr model of atomic structure 1913-1925. Oxford: OUP.
11. Wilczek, F. (2022). Fundamentals: Ten keys to reality. New York: Penguin.