Idealizations / Approximations / Limitations
This section could be
understood in terms of idealizations, approximations, and limitations. The core
ideas trace back to Boltzmann’s (1868) first statistical paper, where he
established that the probability of a state with energy E is
proportional to e−E/kT. The Boltzmann density distribution
for an isothermal atmosphere was not derived by Boltzmann in its modern form,
but it follows directly from his statistical mechanics framework. Historically, Laplace
provided the first derivation of the barometric formula in Traité de
mécanique céleste. In addition, Laplace expressed it in logarithmic form, since
the exponential function, though known from Euler’s work, was not yet in common
use among physicists. Well into the 19th century, logarithms remained the
practical computational tool of choice for scientists, navigators, and
astronomers.
1. Idealizations
“We limit ourselves for the
present to conditions of thermal equilibrium, that is, to a subclass of all the
phenomena of nature. The laws of mechanics which apply just to thermal
equilibrium are called statistical mechanics… (Feynman et al., 1963, p. 40-1).”
The derivation of
the Boltzmann density distribution for an isothermal atmosphere requires at
least three key idealizations to simplify the complex behavior of real gases: (1)
Thermal equilibrium: The temperature (T) of gases is assumed to remain
constant at all altitudes h by neglecting the temperature gradients in
the real atmosphere.
(2) Hydrostatic
equilibrium: The atmosphere is assumed to satisfy dP/dh = −ρg,
meaning the pressure gradient exactly balances the downward gravitational
force, so there is no net vertical acceleration of the gas.
(3) Uniform
gravitational field: The gravitational field g is treated as constant, even
though it decreases slightly with altitude.
With these
assumptions, the particle density can be derived as an exponential
function of height, n(h) = n0e−mgh/kT, which is the
Boltzmann density distribution.
The three
idealizations—thermal equilibrium, hydrostatic equilibrium, and a uniform
gravitational field—enable physicists to develop a simple model for molecular
density in an isothermal atmosphere. The exponential decay of density with
height can be understood intuitively as a self-diminishing process: the rate of
loss depends on how much remains. A useful analogy is a crowd of hikers climbing
a mountain: (1) At lower altitudes, where the "density" of hikers is
high, many feel tired and turn back, so the dropout rate is large initially.
(2) At higher altitudes, with fewer hikers left, fewer give up, and the dropout
rate diminishes. The key insight is that the larger the quantity, the faster it
diminishes—a hallmark of exponential decay.
In
his textbook Statistical Mechanics, Feynman (1972) defines thermal
equilibrium as follows: “If a system is very weakly coupled to a heat bath at a
given ‘temperature,’ if the coupling is indefinite or not known precisely, if
the coupling has been on for a long time, and if all the 'fast' things have
happened and all the 'slow' things not, the system is said to be in thermal
equilibrium. For instance, an enclosed gas placed in a heat bath will
eventually erode its enclosure; but this erosion is a comparatively slow
process, and sometime before the enclosure is appreciably eroded, the gas will
be in thermal equilibrium (p. 1).”
2. Approximation:
“Now mg is
the force of gravity on each molecule, where g is the
acceleration due to gravity, and ndh is the total number of
molecules in the unit section. So this gives us the differential equation Ph+dh−Ph
= dP =−mgndh. Since P=nkT,
and T is constant, we can eliminate either P or n,
say P, and get dn/dh=−(mg/kT)n for the differential
equation, which tells us how the density goes down as we go up in energy (Feynman et al., 1963, p. 40-2).”
Using the ideal gas
law P = nkT instead of the van der Waals equation when deriving the
Boltzmann distribution is an approximation method that treats real gases as
ideal. The Boltzmann factor e−mgh/kT, however, is universal—it
applies to many systems in thermal equilibrium. Furthermore, we must assume
hydrostatic equilibrium and uniform gravitational field, which can be expressed
by the equation: dP=P(h+dh)−P(h) = −mg n dh. However, the ideal gas law is sometimes
described as an idealization because it rests on assumptions about “perfect”
gases that do not exist in nature. At the same time, it can also be used as an
approximation, chosen in place of more refined equations such as the van der
Waals equation when solving problems. Specifically, the ideal gas law works
well for gases at low pressures and high temperatures, where the effects of
molecular size and intermolecular forces are negligible.
The Boltzmann
distribution for the density of an ideal gas in an isothermal atmosphere can be
derived in terms of the scale height, H = kT/mg, which defines
a natural length scale over which density decreases. Thus, the differential
equation dn/dh = −(mg/kT)n can be simplified as dn/dh
= −n/H. Its solution, n(h)=n0e−h/H, shows that the density
decreases by a factor of e (≈ 2.718) for every increase of H in
attitude. This exponential behavior is analogous to radioactive decay, where a
characteristic half-life determines how fast a quantity diminishes. We may
define a half-height, the increase in altitude over which the density falls
to half of its original value: n(h1/2) = ½ n0
⇒ h1/2 = H ln2
≈ 0.693H. The scale height and half-height provide an intuitive sense of
how quickly the atmosphere “thins out” with height.
3. Limitations:
“Therefore we would expect
that because oxygen is heavier than nitrogen, as we go higher and higher in an
atmosphere with nitrogen and oxygen the proportion of nitrogen would increase. This
does not really happen in our own atmosphere, at least at reasonable heights,
because there is so much agitation which mixes the gases back together again. It
is not an isothermal atmosphere (Feynman et al., 1963, p. 40-2).”
The Earth’s
atmosphere cannot remain at a uniform temperature with altitude because solar
radiation interacts differently across its layers. For instance, the
stratosphere becomes warmer with altitude due to the absorption of ultraviolet
radiation by ozone layers. Generally speaking, dynamic atmospheric
circulation—including winds and convective storms—redistributes heat vertically
and laterally, disrupting any tendency toward thermal equilibrium. Phase
changes of water vapor add further complexity: condensation releases latent
heat in some regions, while evaporation extracts heat (cooling effect) elsewhere.
These competing radiative and convective processes prevent the atmosphere from
achieving isothermal conditions.
We should be aware
of the limitation of the isothermal atmosphere model, whose applicability is
restricted to special cases:
1. Low Altitudes: While the
troposphere is never truly isothermal, the assumption may be reasonable over
very small vertical scales (e.g., <1 km) where temperature variations are
minimal.
2. Dilute Gases: In upper
atmospheric layers, where molecular collisions are rare, the Boltzmann
distribution can describe density decay—but only if temperature is nearly
constant, which is seldom the case under solar radiation.
3. Short Timescales: The model ignores
convection and radiative processes that drive temperature variations. However,
over brief periods—before large-scale heat transport or weather systems intervene—a
local isothermal approximation may hold.
While this
framework cannot capture the essential physics of real planetary atmospheres or
complex thermodynamic processes, but it is still useful for pedagogical
purposes or intuitive understanding of exponential density decay.
“Suppose that we have a
column of gas extending to a great height, and at thermal equilibrium—unlike
our atmosphere, which as we know gets colder as we go up (Feynman et
al., 1963, p. 40-1).”
Feynman explains
that the gas gets colder as we go up, but it becomes warmer at higher
altitudes. In the troposphere (near Earth’s surface), temperature
decreases by about 6.5 °C per kilometer (Wallace
& Hobbs, 2006), as rising air expands and cools under lower pressure. Above this, in
the stratosphere, temperature increases with altitude because ozone molecules
absorb ultraviolet radiation. The mesosphere follows, where temperature
falls sharply due to decreasing air density and minimal ozone available for ultraviolet
absorption. Thus, the isothermal atmosphere is a useful first approximation for
explaining why pressure and oxygen density decreases with height, but it misses
the “cold-warm-cold” (temperature flip) of real atmosphere (see figure below). This
provides an instructive reminder that our intuition about atmospheric
temperature at higher altitudes can be misleading, both for students and for
physicists.
![]() |
Source: Wallace & Hobbs, 2006 |
Review questions:
1. What key
idealizations or assumptions are made in deriving the Boltzmann distribution
for the density of an isothermal atmosphere?
2. How would you
derive the Boltzmann distribution for atmospheric density under isothermal conditions?
3. What are the main
limitations of applying the Boltzmann distribution for atmospheric density
under real conditions?
Exponential Air
Loss and Altitude Sickness: In the isothermal atmosphere
model, air pressure — and oxygen availability — falls exponentially, not
linearly. Each kilometer reduces a percentage of air, so oxygen pressure
drops faster the higher you go. As partial pressure falls, your blood absorbs
less oxygen, causing hypoxia. Symptoms can escalate from headaches to
life-threatening edema — which is why climbers in Mount Everest’s 8,848 m
“death zone” need supplemental oxygen.
Bottom line: The
exponential model may be simplified, but it captures why high-altitude climbing
is not just harder — it’s physiologically challenging.
The Moral (In
Feynman’s Style):
The Boltzmann
factor isn’t the whole story. Sure, most molecules move around average speeds,
with fewer “fast and furious” ones. But real air? It’s got humidity (or mist*),
turbulence, and sometimes a seagull flying through!
The distribution of
money requires statistical mechanics too (Dragulescu & Yakovenko, 2000). For
example, more folks have $5K than $5 million in the bank. But the economy isn’t
some tidy lab experiment: raise interest rates, impose tariffs, or let the stock
market tumble, and the whole curve wriggles and shifts.
The beauty isn’t
that exponentials are right—it’s that they’re useful. Remember,
the Boltzmann factor isn’t nature’s law—it’s her favorite approximation. The
fun begins when you ask: “Okay—where does nature start cheating?”
*Many physicists drew inspiration from climbing mountains, seeing in the ascent a metaphor for the trials of scientific discovery. Among them was Werner Heisenberg, who in his memoir Physics and Beyond (1971) vividly recalled a trekking experience:
“If I think back on
the state of atomic theory in those months, I always remember a mountain walk
with some friends from the Youth Movement, probably in the late autumn of 1924.
It took us from Kreuth to Lake Achen. In the valley the weather was poor, and
the mountains were veiled in clouds. During the climb, the mist had begun to
close in upon us, and, after a time, we found ourselves in a confused jumble of
rocks and undergrowth with no signs of a track. We decided to keep climbing,
though we felt rather anxious about getting down again if anything went wrong.
All at once the mist became so dense that we lost sight of one another
completely, and could keep in touch only by shouting.”
For Heisenberg,
this moment of disorientation captured the essence of working on quantum
theory. However, the mist on the mountain can be linked metaphorically (and
even physically) to the isothermal atmosphere model and Boltzmann factor. In
other words, the foggy alpine trek Heisenberg recalled can be read as a natural
illustration of the Boltzmann distribution — the higher you go, the scarcer the
air (and the harder the climb), just as the higher you push theory, the "thinner" the guidance from old frameworks.
References:
Boltzmann, L. (1868). Studien über das
Gleichgewicht der lebendigen Kraft zwischen bewegten materiellen Punkten
[Studies on the equilibrium of kinetic energy among moving material points], Sitzungsberichte
der Kaiserlichen Akademie der Wissenschaften, Wien, 58, 517–560.
Dragulescu, A., & Yakovenko, V. M. (2000).
Statistical mechanics of money. The European Physical Journal
B-Condensed Matter and Complex Systems, 17(4), 723-729.
Feynman,
R. P. (1972). Statistical mechanics: a set of lectures. W. A.
Benjamin.
Feynman,
R. P., Leighton, R. B., & Sands, M. (1963). The Feynman Lectures on
Physics, Vol I: Mainly
mechanics, radiation, and heat. Reading, MA: Addison-Wesley.
Heisenberg, W. (1971). Physics
and Beyond: Encounters and Conversations. Translated by Pomerans, A. J. New
York: Harper & Row.
Wallace, J. M., & Hobbs, P. V. (2006). Atmospheric
Science: An Introductory Survey (2nd ed.). Academic Press.
No comments:
Post a Comment